Senior Compliance Officer

Recruiter:

CA Financial Appointments

Job Ref:

57974

Date posted:

Monday, February 24, 2025

Location:

Tokai, South Africa

Salary:

Market related

SUMMARY:
Exceptional opportunity for an experienced Investment Compliance professional to join a well-respect

POSITION INFO:

Exceptional opportunity for an experienced Investment Compliance professional to join a well-respected investment management team as a Senior Compliance Officer. Great opportunity for an experienced Manco experienced Compliance Officer to join a growing and dynamic team, offering growth and an opportunity to work along side industry leading professionals.

Responsibilities:

Monitor compliance, document findings, reporting findings in terms of REG28, REG30, LTIA, CISCA
This monitoring will cover and require experience and knowledge with:
- Collective Investment Schemes Act: Board Notice 90 of 2014, Board Notice 92 of 2014, Board Notice 257 of 2013 (foreign collective investment due diligence), Board Notice 52 of 2015 Hedge Funds)
- Pension Fund Act: Regulation 28, monitor, issue certificates and Schedule IBs
- Medical Aid Schemes Act: Regulation 30, monitor and issue certificates
- Long Term Insurance Act: Regulation 2.2
- UCITS, Segregated Mandate Compliance
- ASISA Standards & Guidelines
Analysis and reporting of Reg 28
Assist with ASISA & FSB quarterly reports
Investigate breaches from Trustees
Liaise with Regulators
Manage Compliance Static Data

Requirements:

Minimum of a completed relevant tertiary qualification, with a Certificate in Compliance Management would be an advantage
Minimum of 4 - 6 years' investment compliance experience gained in the Asset Management, Manco and Fund Services environment
Sound knowledge and exposure to various applicable legislations including CISCA, Reg 28, Long Term Insurance Act, UCITS and Medical Aid Schemes Act
Hedge fund knowledge BN52, FAIS, Regulatory compliance exposure and understanding will be an advantage
Organized with excellent time management skills
Good team work and willing to develop those around them
Accurate attention to detail, strong work ethic
Self-driven and self-directed, honest, with good integrity

Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.

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