Key Individual (Risk and Compliance) - Loaded as Key Individual on 1 or 2 FSP licenses

SUMMARY:
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POSITION INFO:

Role Summary:

Oversees the entirety of the Fund and ensures compliance with regulations, liquidity requirements and the fair treatment of customers.

Outputs:

The Key Individual will manage and oversee the financial services of the Fund which include:

• The liaising with the investment committee to explore the investment preferences and appetite for risk
• Review reports from deal makers or Representatives on meetings with candidate investees to discuss business operations/structure, and the rigorous research on the viability of the investment
• Ensure financial briefings (often written by investment analysts) are conducted
• Ensuring the fund is up-to-date about the SA economy, current financial news and financial markets
• Assessing and interpreting complicated financial information and keeping detailed records and reports
• Submitting detailed reports on the Fund to the Regulator (FSCA)
• Overseeing overall compliance of the Fund with the FAIS Act

Experience / Skills Required:

• Minimum 3-years’ experience overseeing shares and debentures & securitized debt financial products on a discretionary basis
• JSE Certifications / Experience preferable

Qualification Requirements:

• Matric and Diploma or degree (NQF Level 7)
• RE 1 and RE3 Certifications
• Class of Business training – Investments
• Operations ability (loaded as KI on 1 or 2 FSP licenses)