Compliance Specialist

Recruiter:

Network Recruitment

Job Ref:

NFR004621/KM

Date posted:

Thursday, September 12, 2024

Location:

Johannesburg, South Africa

Salary:

Annually

SUMMARY:
A leading financial services provider, dedicated to delivering innovative solutions to their clients, is looking for a Compliance Specialist to join their highly motivated team.

POSITION INFO:
As a Compliance Specialist you will oversee and ensure compliance with regulatory requirements, with a particular focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.

The ideal candidate needs to have a deep understanding of the regulatory landscape and a proven track record in implementing and managing compliance programs in the financial services sector.

Duties and Responsibilities Include:

Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
Ensure compliance with regulations governing pension funds and related investment activities.
Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
Provide training and guidance to staff on compliance-related matters and industry regulations.
Prepare and submit the required regulatory reports and documentation in a timely and accurate manner.

Requirements:

BCom in Law/LLB Degree
Diploma/Certification in Compliance Management (advantageous)
Minimum 5 – 6 years of experience in compliance management in the financial services sector
FAIS experience required
Experience with employee benefits and pension funds (advantageous)
Excellent communication and report writing skill

Apply now:

If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:
If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

Similar jobs you might be interested in:

Compliance Specialist
Location: Johannesburg
Salary: Annually
A leading financial services provider, dedicated to delivering innovative solutions to their clients, is looking for a compliance specialist to join their highly motivated team.
6 days ago

Compliance Specialist
Location: Johannesburg
Salary: Annually
A leading financial services provider, dedicated to delivering innovative solutions to their clients, is looking for a compliance specialist to join their highly motivated team.
13 days ago

Senior Regulatory Affairs and Compliance Specialist
Location: Johannesburg
Salary:
We are seeking a highly skilled and motivated Senior Regulatory Affairs and compliance specialist to join a dynamic team of professionals at a prosperous organization based in Johannesburg, Gauteng.
13 days ago

IT Governance, Risk and Compliance Specialist - Contract - Onsite
Location: Johannesburg
Salary: R450 - 520 per hour
IT Governance, Risk and compliance specialist - Contract - Onsite
50 days ago

Pest Control and Compliance Specialist
Location: Pretoria
Salary: 25000 Monthly
Salary: up to R25Â 000.00 per month CTC, depending on experience + 13th Cheque + Company vehicle for work related purposes (will need own car to get to and from work)Benefits:Â Own Pension FundPlease note:Â The salaries offered by our clients are determined in accordance with market standards, while considering the candidate's qualifications, skills, and level of experience.Â Working hours â M...
14 days ago

Specialist: Governance, Risk and Compliance (GRC)
Location: Pretoria
Salary: 1.3 Million
Our client in the manufacturing industry in the North of Pretoria is urgently looking for a Governance, Risk and compliance specialist to provide specialist governance, risk and compliance (GRC) related management support and advisory services to management across the company, whilst maintaining the approved GRC methodologies as aligned to the risk and compliance management frameworks. Positi...
1 day ago

Compliance Officer (FSCA Category 1)
Location: Johannesburg
Salary: R550 000
An industry giant in the automotive sector is on a headhunt for a FSCA Category 1 approved compliance specialist to join a highly motivated team in Johannesburg, Gauteng.
9 days ago

Compliance Officer
Location: Johannesburg
Salary: R550 000
An industry giant in the automotive sector is on a headhunt for a FSCA Category 1 approved compliance Officer to join a highly motivated team in Johannesburg, Gauteng.
9 days ago

Senior Quality Assurance Specialist
Location: Johannesburg
Salary: Annually
A well-established short term insurer is seeking to appoint a Senior Quality Assurance specialistThe purpose of the role is to conduct complex level of monitoring compliance to the agent outsourcing agreement, policies, procedure and applicable regulations or laws.
Today

SENIOR QUALITY ASSURANCE SPECIALIST
Location: Sandton
Salary: Annually
Job DetailsSENIOR QUALITY ASSURANCE specialistJob Advert Summary The purpose of the role is to conduct complex level of monitoring compliance to the company agent outsourcing agreement, policies, procedure and applicable regulations or laws. Establish proactive analytical and systematic processes to review data, information, and operating systems, while assisting the organisation to mitigate...
Today