Compliance Officer (RE1 & 5)

Recruiter:

Network Recruitment

Job Ref:

NFR004742/CAY

Date posted:

Friday, September 20, 2024

Location:

Johannesburg, South Africa

Salary:

R550 000

SUMMARY:
An industry giant in the automotive sector is on a headhunt for a FSCA Category 1 approved Compliance Specialist to join a highly motivated team in Johannesburg, Gauteng.

POSITION INFO:
As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.

Duties and responsibilities include:

Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements.
Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies.
Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices.
Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization.
Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required.
Manage internal and external audits and conduct investigations into compliance issues or breaches.
Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes.

Requirements:

B.Com in Law/Internal Audit/Risk Management/LLB
FSCA category 1 approved compliance specialist
RE1 and RE5 (Advantageous)
Diploma/ Certification in Compliance management (advantageous)
CISA Memberships (advantageous)
Minimum 3 – 5 years of experience in compliance management in the financial services sector
Knowledge on insurance risk, legal compliance, FAIS, FICA, POPI, TCF
Excellent communication and report writing skills

Apply now:

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If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information contact:

Cayle Mboto

NB! This job is now closed. You can apply for other jobs by uploading your CV.

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